-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bq/Md7KLl8vo5CgB/JL8ex+ssbb510KSptbRCDmM2W+7/kW8V5ilyhmAoO/f1izs pFCSESWONF+4qEeL7p7E3A== 0000938492-98-000053.txt : 19980225 0000938492-98-000053.hdr.sgml : 19980225 ACCESSION NUMBER: 0000938492-98-000053 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980224 SROS: NASD GROUP MEMBERS: WISDOM TREE CAPITAL MANAGEMENT INC GROUP MEMBERS: WISDOMTREE ASSOCIATES, L.P. ("WTASSOCIATES") GROUP MEMBERS: WISDOMTREE CAPITAL MANAGEMENT, INC. ("WTINC") GROUP MEMBERS: WISDOMTREE OFFSHORE, LTD. ("WTOFFSHORE") SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: THQ INC CENTRAL INDEX KEY: 0000865570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133541686 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-41795 FILM NUMBER: 98547968 BUSINESS ADDRESS: STREET 1: 5016 N PKWY CALABASAS STREET 2: SUITE 100 CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: 8185911310 MAIL ADDRESS: STREET 1: 5016 N PKWY CALABASAS STREET 2: STE 100 CITY: CALABASAS STATE: CA ZIP: 91302 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY ACQUISITION CORP/NY/ DATE OF NAME CHANGE: 19600201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WISDOM TREE CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001011300 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133729429 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2128432777 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. * )1 THQ, INC. - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, $.0001 par value - ------------------------------------------------------------------------------ (Title of Class of Securities) 872443403 - ------------------------------------------------------------------------------ (CUSIP Number) February 17,* 1998 - ----------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) * This filing amends Amendment No. 4 to Schedule 13D as originally filed on November 10, 1995. Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) - ---------------- 1The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 Pages CUSIP No. 872443403 13G Page 2 of 8 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) WisdomTree Capital Management, Inc. I.D. #13-3729429 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER 0 shares of Common Stock NUMBER OF -------------------------------------------------- SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 348,500 shares of Common Stock REPORTING -------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 0 shares of Common Stock - ------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 348,500 shares of Common Stock - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 348,500 shares of Common Stock - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |-| - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.2% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* CO - ----------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 8 Pages CUSIP No. 872443403 13G Page 3 of 8 Pages - ----------------------- ----------------------- - ---------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) WisdomTree Associates, L.P. I.D. #13-3729430 - ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - ----------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 shares of Common Stock ------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 298,500 shares of Common Stock OWNED BY ------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares of Common Stock WITH ------------------------------------------------- 8 SHARED DISPOSITIVE POWER 298,500 shares of Common Stock - ----------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 298,500 shares of Common Stock - ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |-| - ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.5% - ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ----------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 8 Pages CUSIP No. 872443403 13G Page 4 of 8 Pages - ----------------------- -------------------- - ------------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - ------------------------------------------------------------------------------ WisdomTree Offshore LTD. - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER 0 shares of Common Stock -------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 50,000 shares of Common Stock OWNED BY -------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares of Common Stock WITH -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 50,000 shares of Common Stock - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 50,000 shares of Common Stock - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |-| - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.8% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* OO - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 8 Pages CUSIP No. 872443403 13G Page 5 of 8 Pages - ------------------------- ------------------- Item 1(a). Name of Issuer: THQ, Inc. Item 1(b.) Address of Issuer's Principal Executive Offices: 5016 North Parkway Calabasas, Calabasas, California 91302 Item 2(a). Name of Persons Filing: WisdomTree Capital Management, Inc. ("WTInc") WisdomTree Associates, L.P. ("WTAssociates") WisdomTree Offshore, LTD. ("WTOffshore") Item 2(b). Address of Principal Business Office or, if None, Residence: WTInc: WisdomTree Capital Management, Inc., 1633 Broadway, New York, New York 10019 WT Associates: WisdomTree Associates, L.P., 1633 Broadway, New York, New York 10019 WT Offshore: WisdomTree Offshore, LTD., Zephyr House, 5th Floor, P.O. Box 1561, Mary Street Grand Cayman, Cayman Islands, British West Indies Item 2(c). Citizenship: U.S.A. Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 872443403 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Page 5 of 8 Pages CUSIP No. 872443403 13G Page 6 of 8 Pages - ------------------------ --------------------- (a) |_| Broker or dealer registered under Section 15 of the Exchange Act; (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act; (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) |_| Investment company registered under Section 8 of the Investment Company Act; (e) |_| An investment adviser in accordance with Rule 13d-1(b)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G) (h) |_| A savings ssociation as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J); If this statement is filed pursuant to Rule 13d-1(c), check this box |X| Item 4. Ownership (a) As of the close of business on February 6, 1998, WTAssociates was the record owner and had direct beneficial ownership of 298,500 shares, or approximately 4.5% of the outstanding Common Stock. As of the close of business on February 6, 1998, WTOffshore was the record owner and had direct beneficial ownership of 50,000 shares, or approximately 0.8% of the outstanding Common Stock. As the General Partner of WTAssociates and the Investment Manager of WTOffshore, WTInc may be deemed to have direct beneficial ownership of the 348,500 shares, or approximately 5.2% of the outstanding Common Stock owned of record by WTAssociates and WTOffshore. (b) See Item 4(a), above. (c) The power to vote or direct the vote and the power to dispose or direct the disposition of the 298,500 shares of Common Stock as to which WTAssociates is the record owner may be deemed to be shared between WTInc and WTAssociates, although WTInc, as General Partner of WTAssociates, is generally vested with sole control of such matters. The power to vote or direct the vote and the power to dispose or direct the disposition of the 50,000 shares of Common Stock as to which WTOffshore is the record owner is shared between WTInc and WTOffshore, although WTInc, as Investment Manager of WTOffshore, is generally vested with sole control of such matters. Page 6 of 8 Pages CUSIP No. 872443403 13G Page 7 of 8 Pages - ----------------------- -------------------- Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Item 8. Identification and Classification of Members of the Group. Item 9. Notice of Dissolution of Group. Item 10. Certifications. "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect." Page 7 of 8 Pages CUSIP No. 872443403 13G Page 8 of 8 Pages - ----------------------- ------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 20, 1998 WisdomTree Associates, L.P. By: WisdomTree Capital Management, Inc., General Partner /s/ Scot Rosenblum By:_____________________________________ Name: Scot Rosenblum Title: Vice President Dated: February 20, 1998 WisdomTree Capital Management, Inc. /s/ Scot Rosenblum By:_______________________________________ Name: Scot Rosenblum Title: Director Dated: February 20, 1998 WisdomTree Offshore, Ltd. /s/ Scot Rosenblum By:_______________________________________ Name: Scot Rosenblum Title:Director Page 8 of 8 Pages -----END PRIVACY-ENHANCED MESSAGE-----